Proactive work behind rise in advisories

Proactive work behind rise in advisories – SEC

By Brix Lelis

Oct 16, 2023 12:32 am

SCAM warning advisories have increased from pre-pandemic levels as regulators continue efforts to protect prospective investors, the Securities and Exchange Commission (SEC) chief said.

SEC Chairman and Chief Executive Officer Emilio Aquino told reporters over the weekend that the agency was 'very vigilant' in closely monitoring local and global firms that solicit investments from the public.

Already have an active account? Log in here to continue reading.
Or
Subscribe to the Premium Subscription plan to access this subscriber-exclusive article.

Related Articles

DoubleDragon ends year-end offering early

MGen unit, China firm sign solar project deal

Vivant unit awarded Palawan supply deal

Deloitte sees more IPOs next year

Fruitas buys roast chicken chain

DITO follow-on offer priced at P1.05/share

Alsons 9-month net grows to P1.9 billion