Insider information and other manipulative practices under the Securities Regulation Code

By Kelvin Lester K. Lee

Nov 13, 2019 2:27 am

KELVIN LESTER LEE

Part of the Securities and Exchange Commission’s (SEC) mandate is to encourage investments and more active public participation in the affairs of private corporations and enterprises. In line with this, the SEC works to protect the integrity of the market by combating securities fraud such as insider trading and manipulative practices.

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